Castle Wealth Management

RIASEC RegisteredEst. 2002

Total AUM

$430M

Discretionary

$425M

99% of AUM

Avg account

$469K

Accounts

917

Employees

Advisory reps

Firm details

Headquarters: Boynton Beach, Florida
CRD number: 118364
Registered since: January 22, 2002
Website: castlewm.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI84.69%
Individuals12.16%
Charitable Organizations1.66%
Pension & Profit Sharing Plans1.29%
Corporations / Businesses0.2%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Castle Wealth Management is an independent, individually owned LLC that has been SEC-registered since 2002. The firm provides fee-based wealth management and financial planning to both individual/family and institutional clients. Its advisory offerings include comprehensive financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting and the selection of other advisers. Fee arrangements are flexible and include percentage-of-AUM, hourly and fixed-fee billing. Castle identifies as a capital allocator that uses third‑party managers rather than operating large in‑house private funds. The firm does not position itself as an active ESG investor and is not organized as a multi-state adviser. It lists an accountant among its industry affiliations.