Castle Wealth Management

RIASEC Registered

Total AUM

$430M

Discretionary

$425M

99% of AUM

Avg account

$469K

Accounts

917

Employees

Advisory reps

Firm details

Headquarters: Boynton Beach, Florida
CRD number: 118364
Registered since: January 22, 2002
Website: castlewm.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI84.69%
Individuals12.16%
Charitable Organizations1.66%
Pension & Profit Sharing Plans1.29%
Corporations / Businesses0.2%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Castle Wealth Management is an independent registered investment adviser structured as an LLC and owned by an individual. The firm is registered with the SEC (initial registration in 2002) and positions itself as a capital allocator for both high‑net‑worth individuals/families and institutional clients. Its advisory menu includes comprehensive financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, selection of other advisers, and pension consulting services. Fee arrangements are flexible and include percentage‑of‑AUM billing as well as hourly and fixed‑fee engagements. The firm does not identify as an active ESG investor.