COLONIAL RIVER WEALTH MANAGEMENT LLC
Firm details
- Headquarters
- MIDLOTHIAN, Virginia
- CRD number
- 284839
- Registered since
- May 14, 2018
- Website
- www.colonialriver.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI67.8%
- Individuals32.12%
- Charitable Organizations0.08%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Colonial River Wealth Management LLC is an independent, SEC-registered registered investment adviser organized as an LLC and operating since 2018. The firm serves primarily individual and family clients and functions as a capital allocator, providing financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and selection of third-party advisers. Its fee schedule includes asset-based fees as well as hourly and fixed-fee arrangements. Colonial River is not positioned as an ESG investor and does not present itself as a multi-state or newly formed adviser; it also does not report pension consulting or related-adviser activities. An insurance company affiliation is noted among its industry ties.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities71%
- Public Funds/Mutual Funds19%
- Cash & Cash Equivalents5%
- Other3%
- US Government Bonds1%
Owners & executives
1 of 1DEVIN GAROFALO
Chief Executive OfficerCRD 4853435
Contacts
3 of 7Brian Wotring
Wealth AdvisorCRD 7048562
STEVEN PRESTYLY
Registered PrincipalCRD 1674837
ALAN DAWKINS
Wealth AdvisorCRD 3000130
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 100Active vs passive
$146M in ETFs
66%
$96M
34%
$50.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PUTNAM FOCUSED LARGE CAP VALUE ETF (PVAL) | Active | Large Value | $13.9M | 299,500 | 9.50% |
Location
MIDLOTHIAN, VA
CHESTERFIELD
Location
MIDLOTHIAN, VA
Headquartered in MIDLOTHIAN, VA, in the South of the United States.
- Region
- South
- County
- CHESTERFIELD
- Address
- 340 Browns Hill Ct
- Time zone
- ET (UTC-5)
- Office locations
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