Z3 CAPITAL PARTNERS

RIASEC RegisteredEst. 2025
Total AUM
$467M
Discretionary
$467M
100% of AUM
Avg account
$463K
Accounts
1,009
Employees
5
Advisory reps
4

Firm details

Headquarters
RICHMOND, Virginia
CRD number
336791
Registered since
July 16, 2025
Custodians
RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM
Client types
  • HNWI57.93%
  • Individuals30.74%
  • Corporations / Businesses11.22%
  • Charitable Organizations0.12%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Z3 Capital Partners is an independent, LLC-structured registered investment adviser that began SEC registration in 2025 and is owned by an individual. The firm primarily charges a percentage-of-AUM fee and provides financial planning and portfolio management services targeted at individuals, families and small-business owners; institutional clients are listed among its client types as well. Z3 is not flagged as an active ESG investor, does not operate as a multi-state adviser, and its public filings do not indicate related-adviser links or pension-consulting activity.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Public Funds/Mutual Funds 44%, Cash & Cash Equivalents 6%50%
  • Exchange Traded Equities50%
  • Public Funds/Mutual Funds44%
  • Cash & Cash Equivalents6%

Owners & executives

2 of 2
  • JAMES HADAWAY

    Chief Compliance OfficerCRD 3070075

  • SCOT MORRIS

    Founding Partner & CEOCRD 1470835

Contacts

2 of 2
  • ALICIA BORGHI

    Director, PartnerCRD 2472357

  • Gareth Mancini

    Associate AdvisorCRD 7410439

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 41

Active vs passive

$72M in ETFs

Passive

59%

$42.4M

Active

41%

$29.6M

ETFProviderStyleCategoryValueShares% of portfolio
PACER US LARGE CAP CASH COWS GROWTH LEADERS ETF (COWG)PassiveLarge Blend$8.6M255,04011.96%

Location

Primary office

RICHMOND, VA

HENRICO

Location

RICHMOND, VA

Headquartered in RICHMOND, VA, in the South of the United States.

Region
South
County
HENRICO
Address
1739 Kelly Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth