Cohen & Company Financial Management, LLC

Overview

Cohen & Company Financial Management, LLC is an SEC-registered investment adviser organized as an LLC that focuses on institutional clients and on managing pooled investment vehicles. The firm acts in multiple roles beyond advisory—serving as sponsor, general partner and managing member for pooled funds—so its activity blends portfolio management with fund sponsorship and operational oversight. Its business model centers on securitized asset strategies and a broader multifaceted fund manager approach; fee arrangements include percentage-of-AUM and performance-based components alongside other fee structures. The firm does not market itself as an ESG-focused investor and reports a narrow operational footprint rather than a broad multistate advisory network.

Assets & Accounts

Public Holdings

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Location & Offices