AXIOM INVESTMENT MANAGEMENT LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 141516
- Registered since
- August 24, 2006
- Custodians
- HILLTOP SECURITIES INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI74.7%
- Corporations / Businesses22.95%
- Pension & Profit Sharing Plans2.01%
- Charitable Organizations0.35%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Axiom Investment Management LLC is an independent, SEC-registered registered investment adviser organized as an LLC and operating since 2006. The firm is owner-operated and describes itself as a capital allocator serving both individual/family and institutional clients. Its advisory mandate spans discretionary portfolio management for individuals, small businesses and institutional entities, and it also performs selection of third-party managers. Axiom bills on a percentage-of-assets basis and can assess performance-based fees on appropriate mandates. The firm does not identify as an active ESG investor and is not structured as a multi-state or pension consultant adviser. Industry affiliations include broker-dealer relationships alongside its investment advisory activities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities54%
- US Government Bonds31%
- Cash & Cash Equivalents10%
- Public Funds/Mutual Funds4%
- State & Local Bonds1%
Owners & executives
2 of 2ERIC MILLER
Chief Compliance OfficerCRD 2200698
LIAM DALTON
CEO and Chief Investment OfficerCRD 1327801
Contacts
1 of 1MARIA DICHIARA
Executive Vice PresidentCRD 1751312
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 86Active vs passive
$33.4M in ETFs
100%
$33.3M
<1%
$100K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PROSHARES SHORT S&P500 (SH) | ProShares | Passive | Trading Inverse Equity | $7M | 184,749 | 20.98% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 350 5th Ave
- Time zone
- ET (UTC-5)
- Office locations
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