Axiom Investment Management LLC

RIASEC RegisteredEst. 2006
Total AUM
$237M
Discretionary
$237M
100% of AUM
Avg account
$1.1M
Accounts
214
Employees
10
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
141516
Registered since
August 24, 2006
Custodians
HILLTOP SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI74.7%
  • Corporations / Businesses22.95%
  • Pension & Profit Sharing Plans2.01%
  • Charitable Organizations0.35%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Axiom Investment Management LLC is an independent, SEC-registered investment adviser organized as an LLC and in operation since 2006. The firm serves both individuals and families as well as institutional clients, operating as a capital allocator that implements discretionary portfolio management and selects external managers on behalf of clients. Its advisory services explicitly cover portfolio management for individuals/small businesses and for business or institutional accounts. Axiom charges fees based on a percentage of assets under management and may also assess performance-based fees. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser or a pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 54%, US Government Bonds 31%, Cash & Cash Equivalents 10%, Public Funds/Mutual Funds 4%, State & Local Bonds 1%54%
  • Exchange Traded Equities54%
  • US Government Bonds31%
  • Cash & Cash Equivalents10%
  • Public Funds/Mutual Funds4%
  • State & Local Bonds1%

Owners & executives

2 of 2

  • Eric Miller

    Chief Compliance OfficerCRD 2200698

  • Liam Dalton

    Liam Dalton

    CEO and Chief Investment OfficerCRD 1327801

Contacts

1 of 1
  • Maria Dichiara

    Maria Dichiara

    Executive Vice PresidentCRD 1751312

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 97

Active vs passive

$44.1M in ETFs

Passive

100%

$44M

Active

<1%

$132K

ETFProviderStyleCategoryValueShares% of portfolio
PROSHARES SHORT S&P500 (SH)ProSharesPassiveTrading Inverse Equity$4.5M135,22410.13%
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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
350 5th Ave
Time zone
ET (UTC-5)
Office locations

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