Client 1st Advisory Group
Firm details
- Headquarters
- Dunedin, Florida
- CRD number
- 167790
- Registered since
- May 14, 2013
- Website
- www.c1ag.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI78.48%
- Individuals20.8%
- Corporations / Businesses0.5%
- Charitable Organizations0.15%
- Other Investment Advisers0.06%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Client 1st Advisory Group is an independent registered investment adviser organized as a limited liability company. The firm is SEC-registered (registered in 2013) and serves individual and family clients, offering financial planning and discretionary portfolio management for individuals and small businesses. It also operates as an insurance broker. Fee arrangements include a percentage of assets under management as well as hourly and fixed-fee engagements. The firm is not positioned as a capital allocator and does not identify as an active ESG investor. Investment activity centers on publicly traded funds and mutual funds as core vehicles, complemented by allocations to external alternative managers. Client 1st Advisory Group was recognized by FA Magazine in 2020 on a list of top RIA firms.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds62%
- Exchange Traded Equities11%
- Investment Grade Corp Bonds11%
- Cash & Cash Equivalents4%
- State & Local Bonds3%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 85Active vs passive
$380M in ETFs
36%
$136M
34%
$244M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $54.4M | 605,934 | 14.33% |
Location
Dunedin, FL
Pinellas
Location
Dunedin, FL
Headquartered in Dunedin, FL, in the South of the United States.
- Region
- South
- County
- Pinellas
- Address
- 963 Highland Ave
- Time zone
- ET (UTC-5)
- Office locations
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