Client 1st Advisory Group
Firm details
- Headquarters
- Dunedin, Florida
- CRD number
- 167790
- Registered since
- May 14, 2013
- Website
- www.c1ag.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI78.48%
- Individuals20.8%
- Corporations / Businesses0.5%
- Charitable Organizations0.15%
- Other Investment Advisers0.06%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Client 1st Advisory Group is an independent registered investment adviser organized as an LLC and active since 2013. The firm serves individual and family clients, offering financial planning and discretionary portfolio management for individuals and small businesses. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed fees. The firm also operates as an insurance broker. Client 1st is not positioned as a multi-state or pension consultant adviser, and it reports no active ESG investing program. The firm was listed on FA Magazine’s Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds62%
- Exchange Traded Equities11%
- Investment Grade Corp Bonds11%
- Cash & Cash Equivalents4%
- State & Local Bonds3%
Owners & executives
2 of 2
David Stieh
COOCRD 4151253
Michelle Mabry
CEOCRD 1987030
Contacts
3 of 5
Jamie Mason
Wealth AdvisorCRD 5915104
Craig Phillips
PresidentCRD 2066182
Sharon Bastide
Financial AdvisorCRD 829602
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 87Active vs passive
$380M in ETFs
35%
$134M
36%
$247M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $52.7M | 599,273 | 13.84% |
Location
Dunedin, FL
Pinellas
Location
Dunedin, FL
Headquartered in Dunedin, FL, in the South of the United States.
- Region
- South
- County
- Pinellas
- Address
- 963 Highland Ave
- Time zone
- ET (UTC-5)
- Office locations
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