Clearbridge Investment Management Limited

RIASEC Registered

Total AUM

$9.9B

Discretionary

$9.2B

93% of AUM

Avg account

$1.9M

Accounts

5,185

Employees

Advisory reps

Firm details

Headquarters: Edinburgh,
CRD number: 139012
Registered since: January 27, 2006
Website: www.martincurrie.com
Custodians: CITIBANK N.A. HONG KONG BRANCH, STATE STREET BANK AND TRUST COMPANY, J.P. MORGAN SECURITIES INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, BROWN BROTHERS HARRIMAN INVESTMENTS, LLC, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles47.96%
Individuals16.86%
Pension & Profit Sharing Plans15.16%
State / Municipal Government6.79%
Other Investment Advisers6.6%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Clearbridge Investment Management Limited is a corporate, SEC-registered institutional RIA (registration year 2006) that services both individual/family and institutional clients. Ownership is a mix of a foreign entity and individuals. The firm provides portfolio management across a range of client types — from individuals and small businesses to pooled vehicles and investment companies — and also operates in a CPO/CTA capacity. Its compensation includes both percentage-of-AUM fees and performance-based arrangements. Clearbridge identifies as an active ESG investor and maintains affiliations spanning broker-dealer relationships, trust company functions, and sponsor/GP roles for pooled investment vehicles.