Clearbridge Investment Management Limited

RIASEC RegisteredEst. 2006

Total AUM

$9.9B

Discretionary

$9.2B

93% of AUM

Avg account

$1.9M

Accounts

5,185

Employees

Advisory reps

Firm details

Headquarters: Edinburgh,
CRD number: 139012
Registered since: January 27, 2006
Website: www.martincurrie.com
Custodians: CITIBANK N.A. HONG KONG BRANCH, STATE STREET BANK AND TRUST COMPANY, J.P. MORGAN SECURITIES INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, BROWN BROTHERS HARRIMAN INVESTMENTS, LLC, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles47.96%
Individuals16.86%
Pension & Profit Sharing Plans15.16%
State / Municipal Government6.79%
Other Investment Advisers6.6%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Clearbridge Investment Management Limited is a corporation-class institutional registered investment adviser that has been SEC-registered since 2006. The firm serves both individual and family clients as well as institutional accounts. Its business model combines portfolio management for individuals, pooled vehicles and investment companies with roles that include operating as a CPO/CTA and serving as sponsor, general partner or managing member for pooled investment vehicles. Compensation is a mix of percentage-of-AUM and performance-based fees. The firm identifies as an active ESG investor and maintains industry affiliations spanning broker-dealer relationships, trust company services and other investment adviser activities.