Cion Investment Management II, LLC

RIASEC RegisteredEst. 2019
Total AUM
Avg account
$0
Accounts
0
Employees
28
Advisory reps
7

Firm details

Headquarters
New York, New York
CRD number
298441
Registered since
March 12, 2019
Fee structure
Percentage of AUM, Performance Based Fees, Other
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Cion Investment Management II, LLC is an SEC-registered limited liability company organized as an institutional registered investment adviser. The firm registered with the SEC in 2019 and is identified as a related adviser to other entities. Its advisory scope is centered on portfolio management for pooled investment vehicles rather than traditional individual advisory relationships. Fee arrangements reported include a percentage-of-AUM component, performance-based fees and other fee types. The firm is not identified as an active ESG investor, is not a multi-state adviser, and is not flagged as a pension consultant or capital allocator. Regulatory and industry affiliations indicate activity beyond pure advisory services: the firm is associated with broker–dealer functions, other investment adviser roles, commodity pool operator/commodity trading advisor activity, and it can act as sponsor, general partner or managing member of pooled investment vehicles. Owner type is listed as a combination of a domestic entity and an individual.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Mark Gatto

    Mark Gatto

    Co-Founder & CEOCRD 5596285

  • Stephen Roman

    Stephen Roman

    Chief Compliance OfficerCRD 6630227

Contacts

3 of 5
  • Michael Reisner

    Michael Reisner

    Co-FounderCRD 4672941

  • Keith Franz

    Keith Franz

    Managing DirectorCRD 5864502

  • Gregory Schill

    Gregory Schill

    Co-Founder and Senior Managing DirectorCRD 4981266

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
100 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth