CIM Securities, LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Palmer, Alaska
CRD number
120852
Registered since
August 5, 2002

Firm profile

FINTRX

Overview

CIM Securities, LLC is organized as a limited liability company and is recorded as having first registered with the SEC in 2002. Ownership is listed as a combination of a domestic entity and an individual. The firm's classification in available records is "unclassified," and it has not provided publicly available detail about its specific advisory or business activities. Public records indicate several negative flags in terms of service scope: CIM Securities is not labeled as a capital allocator, is not identified as an active ESG investor, is not a multi-state adviser, is not a newly formed adviser, is not a pension consultant, and is not noted as a related adviser. Fee structure, client types, and explicit advisory offerings were not disclosed in the data provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Bryan Emerson

    Bryan Emerson

    CEO & PresidentCRD 4155238

Contacts

3 of 3
  • Kenneth Bloore

    Kenneth Bloore

    Vice President, Investment BankingCRD 7944026

  • John Myers

    John Myers

    VP, Investment Banking & Capital MarketsCRD 2544310

  • Alek Ferreira De Aguiar Abdala

    Alek Ferreira De Aguiar Abdala

    Compliance PrincipalCRD 7967797

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Palmer, AK

Matanuska Susitna

Location

Palmer, AK

Headquartered in Palmer, AK, in the West of the United States.

Region
West
County
Matanuska Susitna
Address
B Asls 77149 Plat 793
Time zone
AKT (UTC-9)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth