CIM Capital Ic Management, LLC

RIASEC RegisteredEst. 2019
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$360M
Accounts
3
Employees
160
Advisory reps
4

Firm details

Headquarters
Los Angeles, California
CRD number
301416
Registered since
May 13, 2019
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles69.28%
  • Investment Companies30.72%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

CIM Capital Ic Management, LLC is an SEC-registered institutional RIA formed as an LLC in 2019. The firm serves institutional clients and operates in roles beyond traditional advisory work, including acting as a commodity pool operator/commodity trading advisor (CPO/CTA) and managing portfolios for investment companies and pooled investment vehicles. Its ownership is described as a mix of a domestic entity and an individual. Compensation arrangements combine a percentage-of-AUM fee schedule with performance-based fees, and the firm identifies itself as an active ESG investor. CIM Capital Ic Management is not positioned primarily as a capital allocator. The firm’s regulatory and business affiliations extend into multiple parts of the financial ecosystem: it lists relationships with broker-dealers and other investment advisers, and it serves as a sponsor, general partner, or managing member of pooled investment vehicles. Those structural roles suggest CIM Capital Ic Management both advises external vehicles and directly sponsors or manages closed-end or private structures for institutional clients.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Mukya Porter

    Mukya Porter

    Chief Compliance OfficerCRD 4775531

  • David Thompson

    Chief Financial PlannerCRD 6542621

Contacts

2 of 2
  • Avraham Shemesh

    PresidentCRD 6542620

  • Daniel Belson

    First Vice PresidentCRD 8222947

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
4700 Wilshire Blvd
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth