CALTIUS CAPITAL MANAGEMENT, LP

RIASEC RegisteredEst. 2012
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$62.6M
Accounts
17
Employees
21
Advisory reps
10

Firm details

Headquarters
Los Angeles, California
CRD number
157007
Registered since
March 30, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Caltius Capital Management, LP is a limited partnership that operates as a private equity manager and sponsor of pooled investment vehicles. The firm focuses on running private equity funds where it typically serves as sponsor, general partner and managing member, and it also directs portfolio management for those pooled vehicles. Its client base is institutional, and the firm charges a blend of asset-based fees and performance-based fees consistent with private equity economics. Investment activity centers on private equity commitments and fund management rather than broad retail or wealth-management services. Caltius positions itself to source, structure and manage buyout and growth-oriented investments through vehicles it controls, while also allocating to external private equity managers when appropriate. The firm identifies as an active ESG investor, indicating that environmental, social and governance factors are integrated into its investment evaluation and portfolio oversight. Caltius is SEC-registered (since 2012) and is organized as a domestic entity with both entity and individual ownership.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • ERIC WAUTHY

    Chief Financial OfficerCRD 2606414

  • JAMES UPCHURCH

    President and CEOCRD 1207683

Contacts

3 of 8
  • ALISA FREDERICK

    Managing DirectorCRD 6010969

  • MICHAEL KANE

    Co-FounderCRD 2619732

  • FREDERICK SHUART

    Managing DirectorCRD 2780072

Unlock 5 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
11766 Wilshire Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth