Charter Oak Capital Management
Firm details
- Headquarters
- Portsmouth, New Hampshire
- CRD number
- 120870
- Registered since
- November 2, 2005
- Website
- www.charteroakcm.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI70.3%
- Individuals28.82%
- Charitable Organizations0.88%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Charter Oak Capital Management is an independent, SEC-registered RIA that acts as a capital allocator for both individuals/families and institutional clients. The firm offers financial planning and portfolio management across individual, small-business and institutional segments, and also performs selection of outside advisers when appropriate. Its fees are a mix of percentage-of-AUM, hourly charges and fixed fees. Charter Oak is not positioned as an ESG-focused manager and does not present itself as a multi-state adviser. CNBC named the firm to its Top 100 Financial Advisory Firms list in 2025.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds83%
- Exchange Traded Equities8%
- Cash & Cash Equivalents5%
- US Government Bonds2%
- State & Local Bonds1%
Owners & executives
1 of 1
Cindi Carbino
Chief Operating OfficerCRD 8036321
Contacts
3 of 14
Samuel Reid
Senior Financial AdvisorCRD 5209980
Todd Cesca
Partner, Senior Financial AdvisorCRD 4187446
Renee Hickey
Senior Client Service AssociateCRD 7715708
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 125Active vs passive
$1.2B in ETFs
95%
$1.1B
4%
$56.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $317M | 485,265 | 26.53% |
Location
Portsmouth, NH
Rockingham
Location
Portsmouth, NH
Headquartered in Portsmouth, NH, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Rockingham
- Address
- 2 International Dr
- Time zone
- ET (UTC-5)
- Office locations
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