David Wendell Associates, Inc.
Firm details
- Headquarters
- Portsmouth, New Hampshire
- CRD number
- 106664
- Registered since
- August 10, 1994
- Website
- davidwendell.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI74.29%
- Charitable Organizations9.17%
- Individuals6.73%
- Pension & Profit Sharing Plans6.63%
- Banking / Thrift Institutions3.13%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
David Wendell Associates, Inc. is a corporation registered with the SEC since 1994 that provides discretionary and non‑discretionary portfolio management to individuals, families and institutions. The firm serves both individual & family and institutional clients and charges either a percentage-of-AUM fee or fixed fees. Its advisory scope explicitly includes portfolio management for individuals and small businesses as well as for businesses or institutions. The firm reports a stated preference for equities and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities87%
- Cash & Cash Equivalents6%
- US Government Bonds5%
- Public Funds/Mutual Funds2%
Contacts
3 of 5
Timothy Reardon
Vice PresidentCRD 5676443
William Mitchell
Portfolio ManagerCRD 1688663
Neil Bleicken
Member of the Board of DirectorsCRD 2771221
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$1.9M in ETFs
100%
$1.9M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES PREFERRED AND INCOME SECURITIES ETF (PFF) | BlackRock | Passive | Preferred Stock | $1.9M | 63,062 | 100.00% |
Location
Portsmouth, NH
Rockingham
Location
Portsmouth, NH
Headquartered in Portsmouth, NH, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Rockingham
- Address
- 1 New Hampshire Ave
- Time zone
- ET (UTC-5)
- Office locations
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