David Wendell Associates, Inc.
Firm details
- Headquarters
- Portsmouth, New Hampshire
- CRD number
- 106664
- Registered since
- August 10, 1994
- Website
- davidwendell.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI74.29%
- Charitable Organizations9.17%
- Individuals6.73%
- Pension & Profit Sharing Plans6.63%
- Banking / Thrift Institutions3.13%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
David Wendell Associates, Inc. is an independent, individually owned registered investment adviser that has been SEC-registered since 1994. The firm serves both individual and family clients as well as institutional relationships, offering portfolio management for individuals and small businesses as well as for businesses or institutions. Its billing mixes percentage-of-AUM fees and fixed-fee arrangements. The firm does not present itself as a capital allocator, is not active on ESG mandates, and is not positioned as a multi-state or pension-consulting adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities87%
- Cash & Cash Equivalents6%
- US Government Bonds5%
- Public Funds/Mutual Funds2%
Contacts
3 of 5
Timothy Reardon
Vice PresidentCRD 5676443
William Mitchell
Portfolio ManagerCRD 1688663
Neil Bleicken
Member of the Board of DirectorsCRD 2771221
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$1.9M in ETFs
100%
$1.9M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES PREFERRED AND INCOME SECURITIES ETF (PFF) | BlackRock | Passive | Preferred Stock | $1.9M | 63,062 | 100.00% |
Location
Portsmouth, NH
Rockingham
Location
Portsmouth, NH
Headquartered in Portsmouth, NH, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Rockingham
- Address
- 1 New Hampshire Ave
- Time zone
- ET (UTC-5)
- Office locations
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