CGIS SECURITIES LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
15
Avg account
$0

Firm details

Headquarters
MIAMI, Florida
CRD number
155984
Registered since
September 1, 2011

Firm profile

FINTRX

Overview

Cgis Securities LLC is an LLC that registered with the SEC in 2011. The firm is recorded as having domestic entity and individual ownership and is classified in the dataset as "unclassified." The record indicates the firm does not operate as a capital allocator and does not identify as an active ESG investor. It is not listed as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • JACQUELINE RODRIGUEZ

    Chief Compliance OfficerCRD 6324280

  • RIGOBERTO DAPENA

    CEOCRD 1457405

Contacts

3 of 13
  • BENJAMIN BULL SORUCO

    Vice President, InvestmentsCRD 6463155

  • SAUL DAHAN

    Vice President, Registered RepresentativeCRD 6154806

  • GUSTAVO RIVAS TAPIA

    Registered RepresentativeCRD 6491158

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

MIAMI, FL

MIAMI DADE

Location

MIAMI, FL

Headquartered in MIAMI, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
990 Biscayne Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth