Cgis Securities LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
15
Avg account
$0

Firm details

Headquarters
Miami, Florida
CRD number
155984
Registered since
September 1, 2011

Firm profile

FINTRX

Overview

Cgis Securities LLC is organized as a limited liability company and is SEC-registered, with its registration dating to 2011. Public summary fields classify the firm as "unclassified" and list ownership by a domestic entity alongside an individual owner. The firm does not self-identify as a multi-state adviser, a pension consultant, a related adviser, or a capital allocator, and it is not marked as an active ESG investor. The dataset provides little additional detail on the firm’s advisory activities, fee schedule, client segments, or typical business lines.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Jacqueline Rodriguez

    Jacqueline Rodriguez

    Chief Compliance OfficerCRD 6324280

  • Rigoberto Dapena

    Rigoberto Dapena

    CEOCRD 1457405

Contacts

3 of 13
  • Benjamin Bull Soruco

    Vice President, InvestmentsCRD 6463155

  • Saul Dahan

    Vice President, Registered RepresentativeCRD 6154806

  • Gustavo Rivas Tapia

    Gustavo Rivas Tapia

    Registered RepresentativeCRD 6491158

Unlock 10 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Miami, FL

Miami Dade

Location

Miami, FL

Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
990 Biscayne Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth