Cgis Securities LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
15
Avg account
$0

Firm details

Headquarters
Miami, Florida
CRD number
155984
Registered since
September 1, 2011

Firm profile

FINTRX

Overview

Cgis Securities LLC is registered with the SEC and organized as a limited liability company. FINTRX records the firm as first registered in 2011 and identifies ownership as a combination of a domestic entity and an individual. The firm is categorized as unclassified in the dataset. The profile contains very limited public detail on client types, fee arrangements, or day-to-day advisory activities. FINTRX flags the firm as not acting as a capital allocator and not positioning itself as an active ESG investor; it is also not listed as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Jacqueline Rodriguez

    Jacqueline Rodriguez

    Chief Compliance OfficerCRD 6324280

  • Rigoberto Dapena

    Rigoberto Dapena

    CEOCRD 1457405

Contacts

3 of 13
  • Benjamin Bull Soruco

    Vice President, InvestmentsCRD 6463155

  • Saul Dahan

    Vice President, Registered RepresentativeCRD 6154806

  • Gustavo Rivas Tapia

    Gustavo Rivas Tapia

    Registered RepresentativeCRD 6491158

Unlock 10 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Miami, FL

Miami Dade

Location

Miami, FL

Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
990 Biscayne Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth