CGAM

RIASEC RegisteredEst. 2022
Total AUM
$26.8M
Discretionary
$26.8M
100% of AUM
Avg account
$8.9M
Accounts
3
Employees
17
Advisory reps
10

Firm details

Headquarters
NAPERVILLE, Illinois
CRD number
322813
Registered since
October 7, 2022
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Cgam is a small, institutionally focused investment adviser organized as a limited liability company and registered with the SEC in 2022. The firm acts as a CPO/CTA and provides portfolio management for investment companies, indicating active involvement in commodity and pooled-product strategies alongside traditional advisory work. Cgam charges clients on a percentage-of-AUM basis and identifies itself as an active ESG investor, suggesting that environmental, social, and governance criteria are integrated into its manager selection and position-level decisions. The firm’s structure and reported affiliations — including roles as sponsor, general partner or managing member of pooled vehicles and links to broker-dealer and other adviser entities — point to a hybrid operating model: it both allocates to third-party managers and sponsors or runs pooled investment vehicles directly. Given the small client base and the CPO/CTA activity, Cgam appears to combine discretionary fund management with delegated manager selection for specialized strategies, particularly in commodities and other alternative verticals.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6
  • Constance Stavropoulos Palas

    Chief Compliance OfficerCRD 6821055

  • JOHN KOUDOUNIS

    Chief Executive OfficerCRD 1878118

  • Thomas Herman

    Executive Vice President & Chief Financial OfficerCRD 4915058

Unlock 3 more executives

Contacts

3 of 4
  • GIANNIS ANTETOKOUNMPO

    MemberCRD 7626725

  • Dylan Wondra

    DirectorCRD 6763936

  • CHRISTOPHER RUSSELL

    SVPCRD 6103960

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

NAPERVILLE, IL

DU PAGE

Location

NAPERVILLE, IL

Headquartered in NAPERVILLE, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
DU PAGE
Address
2020 Calamos Ct
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth