Cetera Investment Services LLC
Firm details
- Headquarters
- Saint Cloud, Minnesota
- CRD number
- 15340
- Registered since
- July 23, 1984
- Website
- cetera.com
Firm profile
FINTRXOverview
Cetera Investment Services LLC is organized as a limited liability company and operates as an independent broker‑dealer. The firm appears in regulatory records dating back to 1984. Ownership is listed as domestic entity/individual, and the dataset does not describe any in‑house money management or capital allocation activities. Available fields indicate the firm does not present itself as an active ESG investor, is not a multi‑state registered investment adviser, and is not identified as a pension consultant or a related adviser. Several typical disclosure items — including fee structure, specific advisory activities, client-base segmentation and business lines — are not provided in the source data.
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 33
Michael Durbin
CEOCRD 2090998
Robert Kennedy
Deputy Chief Compliance OfficerCRD 5522508
Mary Kotschevar
CoordinatorCRD 1501988
Contacts
3 of 2862
Christopher Ouimet
Senior Training SpecialistCRD 6361694

Mark Gavrilov
Wealth ManagerCRD 6021102

Sandra Rice
Senior Financial AdvisorCRD 2752222
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Saint Cloud, MN
Stearns
Location
Saint Cloud, MN
Headquartered in Saint Cloud, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Stearns
- Address
- 400 1st St S
- Time zone
- CT (UTC-6)
- Office locations
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