Cetera Investment Services LLC

Overview

Cetera Investment Services LLC is organized as a limited liability company and is classified as an independent broker-dealer. The firm has been SEC-registered since 1984. Ownership is listed as a mix of domestic entities and individuals. Regulatory snapshot items indicate the firm does not operate as a capital allocator and is not identified as an active ESG investor. It is not flagged as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. The firm did not provide details on client segments, fee schedules, or specific advisory activities in the available data.

Location & Offices