Cetera Investment Services LLC

Broker-DealerFINRA MemberEst. 1984

Total AUM

—

Advisory reps

2,899

Avg account

$0

Firm details

Headquarters: Saint Cloud, Minnesota
CRD number: 15340
Registered since: July 23, 1984
Website: cetera.com

Firm profile

FINTRX

Overview

Cetera Investment Services LLC is organized as a limited liability company and operates as an independent broker-dealer. The firm has been registered with the SEC since 1984. Ownership is listed as a mix of domestic entities and individuals. According to the available information, Cetera Investment Services LLC does not act as a capital allocator and is not identified as an active ESG investor. It is not classified as a multi-state registered investment adviser, was not recently formed, and does not list pension consulting or related-adviser activity.

Assets & Accounts

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 32

Matthew Bregozzo
Chief Compliance OfficerCRD 5881295
David Tuyo
President, CEOCRD 4371854
Kristy Haley
Chief Compliance OfficerCRD 4022155

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Contacts

3 of 2867

Elena Cumberbatch-lynch
Registered RepresentativeCRD 5641116
Daniel Fleming
Financial AdvisorCRD 5641490
Worth Conner
Registered RepresentativeCRD 5641663

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Saint Cloud, MN

Stearns

Location

Saint Cloud, MN

Headquartered in Saint Cloud, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area: Minneapolis-St. Paul, MN-WI
Region: Midwest
County: Stearns
Address: 400 1st St S
Time zone: CT (UTC-6)
Office locations

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