Cetera Investment Services LLC

Broker-DealerFINRA MemberEst. 1984
Total AUM
Advisory reps
2,895
Avg account
$0

Firm details

Headquarters
Saint Cloud, Minnesota
CRD number
15340
Registered since
July 23, 1984
Website
cetera.com

Firm profile

FINTRX

Overview

Cetera Investment Services LLC is organized as a limited liability company and operates as an independent broker‑dealer. The firm appears in regulatory records dating back to 1984. Ownership is listed as domestic entity/individual, and the dataset does not describe any in‑house money management or capital allocation activities. Available fields indicate the firm does not present itself as an active ESG investor, is not a multi‑state registered investment adviser, and is not identified as a pension consultant or a related adviser. Several typical disclosure items — including fee structure, specific advisory activities, client-base segmentation and business lines — are not provided in the source data.

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 33
  • Michael Durbin

    Michael Durbin

    CEOCRD 2090998

  • Robert Kennedy

    Deputy Chief Compliance OfficerCRD 5522508

  • Mary Kotschevar

    CoordinatorCRD 1501988

Unlock 30 more executives

Contacts

3 of 2862
  • Christopher Ouimet

    Christopher Ouimet

    Senior Training SpecialistCRD 6361694

  • Mark Gavrilov

    Mark Gavrilov

    Wealth ManagerCRD 6021102

  • Sandra Rice

    Sandra Rice

    Senior Financial AdvisorCRD 2752222

Unlock 2859 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Saint Cloud, MN

Stearns

Location

Saint Cloud, MN

Headquartered in Saint Cloud, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Stearns
Address
400 1st St S
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth