Cetera Investment Management LLC

Overview

Cetera Investment Management LLC is an independent registered investment adviser organized as an LLC and first registered with the SEC in 2013. The firm is identified as a related adviser and is owned by a combination of domestic entities and individuals. It does not operate as a capital allocator and is not characterized as an active ESG investor. The firm's stated fee model is listed as "other," indicating a non-standard or bespoke fee arrangement rather than a simple AUM or commission schedule. The firm maintains a range of industry affiliations beyond its RIA registration, including relationships with a broker‑dealer, other investment advisers, a registered municipal advisor, a trust company, an insurance company, and pension consulting services. Although the firm has multiple physical locations (see below), it is not flagged as a multistate adviser in the source data.

Assets & Accounts

Investments & Alternatives

Location & Offices