Cetera Financial Specialists LLC
Firm details
- Headquarters
- Schaumburg, Illinois
- CRD number
- 10358
- Registered since
- January 21, 1982
- Website
- www.cetera.com
Firm profile
FINTRXOverview
Cetera Financial Specialists LLC is organized as a limited liability company and operates as an independent broker‑dealer. Ownership is recorded as a mix of domestic entities and individual owners. FINTRX flags the firm as not acting as a capital allocator and notes it is not an active ESG investor. It is not identified as a multi‑state adviser, pension consultant, related adviser, or a newly formed adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 36
Matthew Bregozzo
Chief Compliance OfficerCRD 5881295
Nicholas Casagrande
Founder & CEOCRD 4288486
Kathleen Peake
CEO & Financial AdvisorCRD 4485099
Contacts
3 of 1634
Jeffrey Murry
Senior Solutions ConsultantCRD 5649127
Micah Clarke
Investment Advisor RepresentativeCRD 5657067
Deanna Quinlin
Retirement Plan Services SpecialistCRD 5658538
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Schaumburg, IL
Cook
Location
Schaumburg, IL
Headquartered in Schaumburg, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 1450 American Ln
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Monere Investments, Inc.
Broker-DealerSchaumburg, IL
World Equity Group, Inc.
Broker-DealerSchaumburg, IL
Cabot Lodge Securities LLC
Broker-DealerSchaumburg, IL
Gelber Securities, LLC
Broker-DealerChicago, IL
GAR Wood Securities, LLC
Broker-DealerNaperville, IL
Matrix Executions, LLC
Broker-DealerChicago, IL