Cetera Financial Specialists LLC
Firm details
- Headquarters
- Schaumburg, Illinois
- CRD number
- 10358
- Registered since
- January 21, 1982
- Website
- www.cetera.com
Firm profile
FINTRXOverview
Cetera Financial Specialists LLC operates as an independent broker-dealer organized as a limited liability company and has been SEC-registered since 1982. FINTRX classifies the firm as an independent broker-dealer rather than a capital allocator or registered investment adviser. The database flags no active ESG investing program and does not list the firm as a multi-state or newly formed adviser. Several adviser-related designations—pension consultant, related adviser—are not indicated in FINTRX’s profile.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 37
Matthew Bregozzo
Chief Compliance OfficerCRD 5881295
Nicholas Casagrande
Founder & CEOCRD 4288486
Kathleen Peake
CEO & Financial AdvisorCRD 4485099
Contacts
3 of 1631
Jeffrey Murry
Senior Solutions ConsultantCRD 5649127
Micah Clarke
Investment Advisor RepresentativeCRD 5657067
Deanna Quinlin
Retirement Plan Services SpecialistCRD 5658538
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Schaumburg, IL
Cook
Location
Schaumburg, IL
Headquartered in Schaumburg, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 1450 American Ln
- Time zone
- CT (UTC-6)
- Office locations
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