CCM SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
104457
Registered since
April 12, 2001

Firm profile

FINTRX

Overview

CCM Securities, LLC is organized as a limited liability company and has been registered with the SEC since 2001. Publicly available profile fields are sparse: the firm is categorized as "unclassified," indicates domestic individual ownership, and does not identify itself as a capital allocator. It also lists itself as not being an active ESG investor, not a multi-state adviser (in regulatory terms), not a pension consultant, and not a related adviser. Information about client types, fee schedules, specific advisory activities or investment mandates was not provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • MICHAEL KOLE

    Chief Financial OfficerCRD 4854378

  • ARTHUR DUQUETTE

    CEO and PrincipalCRD 3158046

Contacts

1 of 1
  • CHRISTOPHER MCGUIGAN

    Compliance OfficerCRD 2486075

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
440 S La Salle St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth