CCM Securities, LLC

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
104457
Registered since
April 12, 2001

Firm profile

FINTRX

Overview

CCM Securities, LLC is organized as a limited liability company and is recorded in FINTRX as having registered with the SEC in 2001. Ownership is listed as a combination of a domestic entity and an individual. The dataset classifies the firm as "Unclassified" and does not identify it as a capital allocator or a multi-state adviser. FINTRX does not list advisory activities, client types, fee structure, or specific business activities for CCM Securities, LLC. The firm is also not flagged as an active ESG investor, not newly formed, and not designated as a pension consultant or related adviser in the available records. Public source details about investment focus, product lineup, or client-facing services are not provided in the dataset.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Michael Kole

    Michael Kole

    Chief Financial OfficerCRD 4854378

  • Arthur Duquette

    CEO and PrincipalCRD 3158046

Contacts

1 of 1
  • Christopher Mcguigan

    Compliance OfficerCRD 2486075

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
440 S La Salle St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth