Caterer Goodman Partners Ltd

RIASEC RegisteredEst. 2021

Total AUM

$15.3M

Discretionary

$9.4M

62% of AUM

Avg account

$174K

Accounts

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 314975
Registered since: August 5, 2021
Website: www.caterergoodman-am.com
Custodians: INTERACTIVE BROKERS LLC, CITIGROUP GLOBAL MARKETS INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, THE BANK OF NEW YORK MELLON, ZURICH INTERNATIONAL LIFE LIMITED
Fee structure: Percentage of AUM
Client types: Individuals72.54%
HNWI27.46%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Caterer Goodman Partners Ltd is a small, SEC‑registered adviser (registered in 2021) that focuses on portfolio management for individuals and small businesses. The firm operates as an “other” type organization with a foreign‑entity/individual ownership structure and markets itself to individual and family clients on a percentage‑of‑AUM fee model. Investment activity is concentrated in publicly traded equities and exchange‑traded products, and the firm supplements that exposure with allocations to third‑party real estate funds. Caterer Goodman Partners Ltd does not position itself as a capital allocator, does not identify as an active ESG investor, and reports business activity as an other financial product salesperson and an affiliation with real estate brokerage activity.