Brecken Capital Advisors, LLC

RIASEC Registered
Total AUM
$15.3M
Discretionary
$15.3M
100% of AUM
Avg account
$312K
Accounts
49
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
300728
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI76.14%
  • Individuals23.86%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Brecken Capital Advisors, LLC is an independent, individual-owned Registered Investment Adviser organized as an LLC that serves individual and family clients. The firm provides fee-based financial planning and discretionary portfolio management for individuals, small businesses, and other business or institutional clients. Its pricing mixes asset-based fees with hourly, fixed, and other arrangements. Regulatory and operating details in the snapshot indicate the adviser does not position itself as a capital allocator, is not flagged as an active ESG investor, and is not operating as a multi-state or newly formed adviser. Service focus is squarely on core wealth-management activities rather than pension consulting or related-adviser structures.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 84%, Cash & Cash Equivalents 12%, Exchange Traded Equities 4%84%
  • Non-Exchange Traded Equities84%
  • Cash & Cash Equivalents12%
  • Exchange Traded Equities4%

Contacts

1 of 1
  • Leonard Brecken

    Leonard Brecken

    Founder & CCOCRD 2183276

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth