CATAWBA RIVER CAPITAL
Firm details
- Headquarters
- LAKE WYLIE, South Carolina
- CRD number
- 134217
- Registered since
- May 16, 2018
- Website
- www.catawbarivercapital.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI73.92%
- Individuals14.1%
- Pension & Profit Sharing Plans6.83%
- Corporations / Businesses4.37%
- Charitable Organizations0.78%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Catawba River Capital is an independent, SEC-registered registered investment adviser (since 2018) that serves both individuals/families and institutional clients. The firm provides financial planning and discretionary portfolio management for individuals, small businesses, and institutions, and it lists pension consulting among its advisory services. Its billing mixes asset-based fees with hourly charges. Catawba River Capital does not list ESG investing as a focus and is owned by an individual. The firm was named among America's Top RIA Firms by Forbes in 2023.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities72%
- Public Funds/Mutual Funds14%
- Cash & Cash Equivalents12%
- Other2%
Owners & executives
1 of 1ROBERT BOGGS
Chief Investment OfficerCRD 2681427
Contacts
2 of 2DEREK LEWIS
Financial AdvisorCRD 5701113
Jonathan Shaw
Wealth ManagementCRD 7726075
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 6Active vs passive
$43.7M in ETFs
44%
$19.2M
56%
$24.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FIDELITY TOTAL BOND ETF (FBND) | Fidelity | Active | Intermediate Core Plus Bond | $22.9M | 503,022 | 52.53% |
Location
LAKE WYLIE, SC
YORK
Location
LAKE WYLIE, SC
Headquartered in LAKE WYLIE, SC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- YORK
- Address
- 4100 Charlotte Hwy
- Time zone
- ET (UTC-5)
- Office locations
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