Victoria Capital Management, Inc.
Firm details
- Headquarters
- Charleston, South Carolina
- CRD number
- 107665
- Registered since
- March 7, 2018
- Website
- www.vcm.us.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Other Investment Advisers79.97%
- HNWI14.01%
- Pension & Profit Sharing Plans4.02%
- Charitable Organizations1.04%
- Individuals0.95%
- Services
- Portfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Victoria Capital Management, Inc. is an institutional registered investment adviser that positions itself as both a portfolio manager for individuals and small businesses and a capital allocator that selects other advisers. The firm is SEC-registered (registration effective in 2018) and is owned by an individual. Its client mix includes high-net-worth individuals and families as well as institutional clients. Compensation is primarily a percentage-of-assets-under-management fee. The firm reports that it is not an active ESG investor and lists “selection of other advisers” among its advisory activities, indicating a substantive role in sourcing or overseeing third-party managers rather than relying solely on in-house strategies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities100%
Owners & executives
1 of 1
Diane Nugent
President, CEOCRD 2280108
Contacts
2 of 2
Ryan Harper
Vice PresidentCRD 6871002

Thomas Nugent
Executive Vice PresidentCRD 1043494
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charleston, SC
Charleston
Location
Charleston, SC
Headquartered in Charleston, SC, in the South of the United States.
- Region
- South
- County
- Charleston
- Address
- 109 E Bay St
- Time zone
- ET (UTC-5)
- Office locations
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