Castle Rock Wealth Management, LLC

RIASEC RegisteredEst. 2017

Total AUM

$587M

Discretionary

$587M

100% of AUM

Avg account

$288K

Accounts

2,040

Employees

Advisory reps

Firm details

Headquarters: Walnut Creek, California
CRD number: 199513
Registered since: June 9, 2017
Website: crwmadvisors.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI50.42%
Individuals47.96%
Pension & Profit Sharing Plans1.57%
Corporations / Businesses0.05%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Castle Rock Wealth Management, LLC is an independent, owner-operated registered investment adviser that has been SEC-registered since 2017. The firm bills on a percentage-of-AUM basis and serves both individual/family and institutional clients. It functions as a capital allocator, combining portfolio management and financial planning with access to third-party managers. Castle Rock also operates as a registered representative of a broker-dealer and as an insurance broker, giving it the ability to place brokerage and insurance solutions alongside advisory mandates. The firm does not identify as an active ESG investor. Advisory capabilities include comprehensive financial planning, portfolio management for individuals, small businesses and institutional clients, pension consulting services, and the selection of outside advisers when clients require specialist strategies.