CAROLINA WEALTH MANAGEMENT, INC.

RIASEC RegisteredEst. 2004

Total AUM

$798M

Discretionary

$584M

73% of AUM

Avg account

$534K

Accounts

1,494

Employees

Advisory reps

Firm details

Headquarters: GREENVILLE, North Carolina
CRD number: 131393
Registered since: May 7, 2004
Website: www.mycarolinawealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI55.81%
Pension & Profit Sharing Plans25.17%
Individuals16.26%
Corporations / Businesses2.25%
Charitable Organizations0.51%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Carolina Wealth Management, Inc. is an independent, SEC-registered advisory firm (registered in 2004) organized as a corporation and owned by individuals. The firm serves both high-net-worth individuals and family clients as well as institutional and business accounts. Its advisory offering spans financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, publication of client-facing periodicals, and educational seminars and workshops. Fee arrangements include percentage-of-AUM billing along with hourly and fixed-fee engagements. The firm does not identify as an active ESG investor. Carolina Wealth Management was named among Top RIA Firms by FA Magazine in 2020.