CARDINAL POINT WEALTH MANAGEMENT

RIASEC RegisteredEst. 2006
Total AUM
$4.8B
Discretionary
$4.8B
100% of AUM
Avg account
$543K
Accounts
8,857
Employees
56
Advisory reps
10

Firm details

Headquarters
TORONTO ON,
CRD number
140619
Registered since
May 23, 2006
Website
cardinalpointwealth.com
Custodians
INDEPENDENT BANK, FIDELITY DISTRIBUTORS COMPANY LLC, FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI75.77%
  • Corporations / Businesses11.87%
  • Individuals11.01%
  • Charitable Organizations1.36%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Cardinal Point Wealth Management is an independent, SEC-registered advisory firm that has been operating since 2006. The firm functions as a capital allocator for both high-net-worth individuals/families and institutional clients, offering financial planning and portfolio management for individuals, small businesses, and institutions. Cardinal Point also provides selection-of-other-advisers services and conducts other financial product sales. Its fee model includes percentage-of-AUM billing alongside hourly and fixed-fee arrangements. The firm is identified as being owned by a combination of a foreign entity and an individual and does not list ESG investing as an active focus.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 57%, Exchange Traded Equities 24%, Investment Grade Corp Bonds 8%, Cash & Cash Equivalents 5%, State & Local Bonds 3%, US Government Bonds 2%, Sovereign Bonds 1%57%
  • Public Funds/Mutual Funds57%
  • Exchange Traded Equities24%
  • Investment Grade Corp Bonds8%
  • Cash & Cash Equivalents5%
  • State & Local Bonds3%

Owners & executives

3 of 4

  • DONALD ZIENTY

    Chief Compliance OfficerCRD 4460455

  • JEFFREY SHELDON

    Chief Executive Officer & Co-FounderCRD 5494190

  • MATTHEW CARVALHO

    Chief Investment OfficerCRD 4669730

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Contacts

3 of 6

  • Christina Artem

    EconomistCRD 8085124

  • Michael Hinterlong

    Portfolio ManagerCRD 6715894

  • JEFFREY ADEMA

    President, Wealth ManagementCRD 5730730

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 120

Active vs passive

$911M in ETFs

Passive

71%

$645M

Active

26%

$266M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$196M611,95621.55%
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Location

Primary office

TORONTO ON, null

Location

TORONTO ON, null

Headquartered in TORONTO ON, null.

Address
3280 Bloor St W Ctr Tower
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth