CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLC

RIASEC RegisteredEst. 2020
Total AUM
$258M
Discretionary
$242M
94% of AUM
Avg account
$439K
Accounts
587
Employees
3
Advisory reps
3

Firm details

Headquarters
DAVIS, California
CRD number
151765
Registered since
May 26, 2020
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI67.88%
  • Individuals29.27%
  • Pension & Profit Sharing Plans2.85%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Carbahal Olsen Financial Services Group LLC is an independent, SEC-registered registered investment adviser organized as an LLC and owned by an individual. The firm provides financial planning and portfolio management services primarily for individuals, families and small-business clients, and also works with institutional relationships. Its billing includes percentage-of-AUM fees along with hourly and fixed-fee engagements. The adviser does not market itself as an ESG investor, is not a multi-state or pension consultant adviser, and does not act as a capital allocator or related adviser. The firm lists an affiliation with accounting professionals.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 80%, Exchange Traded Equities 8%, Cash & Cash Equivalents 7%, Investment Grade Corp Bonds 5%, US Government Bonds 1%, State & Local Bonds 1%, Private Funds 1%80%
  • Public Funds/Mutual Funds80%
  • Exchange Traded Equities8%
  • Cash & Cash Equivalents7%
  • Investment Grade Corp Bonds5%
  • US Government Bonds1%

Contacts

3 of 3
  • Kurt Schrader

    Managing PartnerCRD 6868604

  • JOHN CARBAHAL

    Partner, ShareholderCRD 4318639

  • MANUEL CARBAHAL

    Financial AdvisorCRD 4319110

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 15

Active vs passive

$112M in ETFs

Passive

100%

$112M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$31.4M48,05628.07%

Location

Primary office

DAVIS, CA

YOLO

Location

DAVIS, CA

Headquartered in DAVIS, CA, anchoring the Sacramento-Roseville, CA metro in the West.

Metro area
Sacramento-Roseville, CA
Region
West
County
YOLO
Address
1107 Kennedy Pl
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth