VIENNA ASSET MANAGEMENT LLC
Firm details
- Headquarters
- SARATOGA, California
- CRD number
- 299725
- Registered since
- September 23, 2021
- Website
- www.vamladvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI100%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Vienna Asset Management LLC is an independent, owner-operated registered investment adviser organized as an LLC and SEC-registered in 2021. The firm focuses on individuals and families, offering financial planning and discretionary portfolio management for individuals and small businesses. Its fees combine a percentage-of-AUM charge with the option for hourly billing. Vienna also conducts insurance brokerage activity alongside its advisory services. The firm is not positioned as a pension consultant or multi-state adviser and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Exchange Traded Equities37%
- Exchange Traded Equities36%
- US Government Bonds9%
- Investment Grade Corp Bonds9%
- Private Funds6%
Owners & executives
1 of 1Yanjuan Huang
Chief Compliance OfficerCRD 5967869
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 32Active vs passive
$67.7M in ETFs
55%
$37.3M
31%
$30.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $6.1M | 9,408 | 9.03% |
Location
SARATOGA, CA
SANTA CLARA
Location
SARATOGA, CA
Headquartered in SARATOGA, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SANTA CLARA
- Address
- 14657 Big Basin Way
- Time zone
- PT (UTC-8)
- Office locations
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