Vienna Asset Management LLC
Firm details
- Headquarters
- Saratoga, California
- CRD number
- 299725
- Registered since
- September 23, 2021
- Website
- www.vamladvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI100%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Vienna Asset Management LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2021. The firm is owner-operated and serves individuals and families, offering portfolio management and financial planning for individual and small-business clients. Fee arrangements are a mix of percentage-of-AUM billing and hourly charges. Vienna also operates as an insurance broker and does not present itself as an ESG-focused or multi-state adviser. It does not act as a capital allocator or pension consultant and is not reported as related to another adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Exchange Traded Equities37%
- Exchange Traded Equities36%
- US Government Bonds9%
- Investment Grade Corp Bonds9%
- Private Funds6%
Owners & executives
1 of 1
Yanjuan Huang
Chief Compliance OfficerCRD 5967869
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 45Active vs passive
$71.2M in ETFs
62%
$44.4M
28%
$26.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $7.1M | 9,673 | 10.01% |
Location
Saratoga, CA
Santa Clara
Location
Saratoga, CA
Headquartered in Saratoga, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Santa Clara
- Address
- 14657 Big Basin Way
- Time zone
- PT (UTC-8)
- Office locations
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