Carapace Financial Advisors LLC

RIAState Registered
Total AUM
$106M
Discretionary
$106M
100% of AUM
Avg account
$1.5M
Accounts
72
Employees
5
Advisory reps
5

Firm details

Headquarters
Bedminster, New Jersey
CRD number
291404
Custodians
CHARLES SCHWAB & CO., INC., PERSHING LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI64.6%
  • Pooled Investment Vehicles35.4%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Carapace Financial Advisors LLC is a fee-based advisory firm organized as an LLC that serves both individual/family and institutional clients. The firm functions as a capital allocator and provides portfolio management for individuals and small businesses, runs pooled investment vehicles, and selects outside advisers. Compensation mixes percentage-of-AUM and fixed fees. Carapace reports it is not an active ESG investor and does not position itself as a multi-state adviser or pension consultant. Its organizational roles include acting as an investment adviser and sponsor and serving as a general partner/managing member of pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 89%, US Government Bonds 5%, Public Funds/Mutual Funds 3%, Cash & Cash Equivalents 2%, Derivatives 1%89%
  • Exchange Traded Equities89%
  • US Government Bonds5%
  • Public Funds/Mutual Funds3%
  • Cash & Cash Equivalents2%
  • Derivatives1%

Owners & executives

2 of 2
  • Gregory Aroneo

    Gregory Aroneo

    Executive Vice President And Chief Compliance OfficerCRD 5783166

  • Frederick Ziwot

    Frederick Ziwot

    President and CIOCRD 1834033

Contacts

3 of 3
  • Timothy Moran

    Timothy Moran

    Managing Director and Senior Portfolio ManagerCRD 4630693

  • Ryan Toohers

    Ryan Toohers

    Financial AnalystCRD 7770610

  • William McCarthy

    William McCarthy

    Managing DirectorCRD 7785075

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Bedminster, NJ

Somerset

Location

Bedminster, NJ

Headquartered in Bedminster, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Somerset
Address
1 Pluckemin Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth