Carapace Financial Advisors LLC

RIASEC & State Registered

Total AUM

$106M

Discretionary

$106M

100% of AUM

Avg account

$1.5M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Bedminster, New Jersey
CRD number: 291404
Registered since: October 22, 2026
Website: carapacefinancial.com
Custodians: CHARLES SCHWAB & CO., INC., PERSHING LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI64.6%
Pooled Investment Vehicles35.4%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Carapace Financial Advisors LLC is a fee-paying advisory firm that provides portfolio management for individuals, small businesses and pooled investment vehicles, and it also selects external advisers for clients. The firm reports acting as a capital allocator and has affiliations that include serving as a general partner or managing member of pooled vehicles. Carapace is registered with the SEC (registration year 2026) and reports serving both individual/family and institutional clients. Its fee arrangements combine percentage-of-AUM billing with fixed fees. The firm does not designate itself as an active ESG investor.