BERGAMOT ASSET MANAGEMENT LP

RIASEC RegisteredEst. 2026
Total AUM
$106M
Discretionary
$57.6M
54% of AUM
Avg account
$413K
Accounts
258
Employees
8
Advisory reps
4

Firm details

Headquarters
PRINCETON, New Jersey
CRD number
309424
Registered since
May 1, 2026
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI57.09%
  • Pooled Investment Vehicles19%
  • Individuals10.45%
  • Corporations / Businesses7.55%
  • Charitable Organizations5.91%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Bergamot Asset Management LP is organized as a limited partnership and operates with the profile of a private equity manager while providing discretionary and non-discretionary portfolio management across client types. The firm serves individual and family clients as well as institutional investors and offers portfolio management for individuals/small businesses, pooled investment vehicles, and businesses or institutions. It also carries business activities as a CPO/CTA and acts as an insurance broker. Fee arrangements include percentage-of-AUM charges, fixed fees, and performance-based fees. Bergamot identifies itself as an active ESG investor and is SEC-registered in 2026.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 78%, Investment Grade Corp Bonds 15%, Cash & Cash Equivalents 4%, US Government Bonds 2%, State & Local Bonds 1%, Other 1%78%
  • Exchange Traded Equities78%
  • Investment Grade Corp Bonds15%
  • Cash & Cash Equivalents4%
  • US Government Bonds2%
  • State & Local Bonds1%

Owners & executives

2 of 2
  • CHRISTOPHER LIONG

    CIO & Managing PartnerCRD 6761051

  • CASSANDRA LALLY

    Chief Compliance OfficerCRD 6761062

Contacts

2 of 2
  • ANDY WONG

    Portfolio ManagerCRD 6761057

  • Vijay Aluwalia

    Registered RepresentativeCRD 6652359

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

PRINCETON, NJ

MERCER

Location

PRINCETON, NJ

Headquartered in PRINCETON, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
MERCER
Address
300 Carnegie Ctr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth