CAPITAL SQUARE, LLC
Firm details
- Headquarters
- ATHENS, Tennessee
- CRD number
- 286098
- Registered since
- December 16, 2016
- Website
- capitalsquare.biz
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI55.99%
- Individuals39.13%
- Charitable Organizations3.22%
- Pension & Profit Sharing Plans1.66%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Capital Square, LLC is an independent registered investment adviser that provides fee-based wealth management and planning services to individuals, families and institutional clients. The firm has been SEC-registered since 2016 and is owned by an individual principal. Advisory services include financial planning, discretionary portfolio management for individuals and small businesses, and educational seminars or workshops; the firm also operates as an insurance broker. Its fee model includes percentage-of-AUM charges as well as hourly and fixed-fee arrangements. Capital Square is not positioned as an ESG-focused manager.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities45%
- Cash & Cash Equivalents20%
- Public Funds/Mutual Funds15%
- Other11%
- US Government Bonds8%
Owners & executives
1 of 1NOTLEY MADDOX
Founding Partner & Chief Compliance OfficerCRD 2202879
Contacts
3 of 10SAMUEL SIMPSON
Financial AdvisorCRD 835124
MARK MASSEY
Financial Advisor & Portfolio ManagerCRD 5862535
John Wallace
Financial Advisor, AssociateCRD 6264365
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 135Active vs passive
$149M in ETFs
87%
$130M
8%
$18.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD INFORMATION TECHNOLOGY INDEX FUND (VGT) | Vanguard | Passive | Technology | $18.1M | 17,332 | 12.10% |
Location
ATHENS, TN
MCMINN
Location
ATHENS, TN
Headquartered in ATHENS, TN, anchoring the Chattanooga-Cleveland-Dalton, TN-GA metro in the South.
- Metro area
- Chattanooga-Cleveland-Dalton, TN-GA
- Region
- South
- County
- MCMINN
- Address
- 1 W College St
- Time zone
- CT (UTC-6)
- Office locations
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