Capital Square, LLC

RIASEC Registered
Total AUM
$450M
Discretionary
$450M
100% of AUM
Avg account
$573K
Accounts
785
Employees
11
Advisory reps
11

Firm details

Headquarters
Athens, Tennessee
CRD number
286098
Registered since
December 16, 2016
Website
capitalsquare.biz
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI55.99%
  • Individuals39.13%
  • Charitable Organizations3.22%
  • Pension & Profit Sharing Plans1.66%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Capital Square, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2016. The firm serves both individual and family clients as well as institutional investors. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and client education through seminars and workshops. The firm also operates as an insurance broker and charges clients via a mix of percentage-of-AUM fees, hourly billing, and fixed-fee arrangements. The ownership is held by an individual and the business is not positioned as a capital allocator. Capital Square identifies as a non-ESG investor and its service mix does not include pension consulting or formal related-adviser structures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 45%, Cash & Cash Equivalents 20%, Public Funds/Mutual Funds 15%, Other 11%, US Government Bonds 8%, Investment Grade Corp Bonds 1%45%
  • Exchange Traded Equities45%
  • Cash & Cash Equivalents20%
  • Public Funds/Mutual Funds15%
  • Other11%
  • US Government Bonds8%

Owners & executives

1 of 1
  • Notley Maddox

    Notley Maddox

    Founding Partner & Chief Compliance OfficerCRD 2202879

Contacts

3 of 10
  • Mark Massey

    Mark Massey

    Financial Advisor & Portfolio ManagerCRD 5862535

  • Clinton Martin

    Clinton Martin

    Financial AdvisorCRD 5287895

  • Jeffrey Shelton

    Jeffrey Shelton

    Partner, Financial AdvisorCRD 4061743

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 148

Active vs passive

$140M in ETFs

Passive

83%

$116M

Active

11%

$24M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD MORNINGSTAR TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$16.9M45,12512.09%
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Location

Primary office

Athens, TN

Mcminn

Location

Athens, TN

Headquartered in Athens, TN, anchoring the Chattanooga-Cleveland-Dalton, TN-GA metro in the South.

Metro area
Chattanooga-Cleveland-Dalton, TN-GA
Region
South
County
Mcminn
Address
1 W College St
Time zone
CT (UTC-6)
Office locations

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