Capital Research Company

RIASEC RegisteredEst. 1997
Total AUM
Avg account
$0
Accounts
0
Employees
136
Advisory reps
5

Firm details

Headquarters
Los Angeles, California
CRD number
110684
Registered since
October 27, 1997
Fee structure
Other

Firm profile

FINTRX

Overview

Capital Research Company is organized as a corporation and is registered with the SEC as an institutional registered investment adviser since 1997. The firm is owned by a combination of a domestic entity and an individual and is identified in the record as a related adviser to other entities. It does not present itself as a capital allocator and uses a fee structure described as "Other." The firm is not classified as a multi-state adviser, is not marked as an active ESG investor, and is not listed as a newly formed adviser or pension consultant. Regulatory and industry roles associated with the firm extend beyond pure advisory activity. The FINTRX record links the firm to multiple industry functions and affiliations, including broker‑dealer activities, acting as another investment adviser, CPO/CTA activity, banking or thrift institution roles, trust company services, insurance company involvement, and sponsorship or GP/managing member responsibilities for pooled investment vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Aaron Espin

    DirectorCRD 7837670

  • Naseem Nixon

    Vice PresidentCRD 7225636

  • Susi Silverman

    DirectorCRD 5336044

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
333 S Hope St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth