CAPITAL PLANNING ADVISORS LLC

RIASEC RegisteredEst. 2014
Total AUM
$1.5B
Discretionary
$1.5B
100% of AUM
Avg account
$1.2M
Accounts
1,213
Employees
10
Advisory reps
18

Firm details

Headquarters
ROSEVILLE, California
CRD number
170266
Registered since
February 28, 2014
Website
bluespringwealthcalifornia.com
Custodians
CHARLES SCHWAB & CO., INC., T. ROWE PRICE INVESTMENT SERVICES, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI61.61%
  • Pension & Profit Sharing Plans16.96%
  • Individuals10.92%
  • Banking / Thrift Institutions4.85%
  • Corporations / Businesses3.58%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Capital Planning Advisors LLC is an independent, SEC-registered RIA organized as an LLC and in operation since 2014. The firm acts as a capital allocator and serves both individual/family and institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses as well as for businesses or institutions, pension consulting services, and the selection of other advisers. The firm also operates as an insurance broker and charges clients via a mix of percentage-of-AUM fees, hourly fees, and fixed fees. Capital Planning Advisors is not listed as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 50%, Exchange Traded Equities 31%, Non-Exchange Traded Equities 13%, Cash & Cash Equivalents 4%, State & Local Bonds 2%50%
  • Public Funds/Mutual Funds50%
  • Exchange Traded Equities31%
  • Non-Exchange Traded Equities13%
  • Cash & Cash Equivalents4%
  • State & Local Bonds2%

Owners & executives

3 of 3

  • JAMES WILSON

    CEO & Managing DirectorCRD 2871525

  • MICHAEL FRAZIER

    President, CEOCRD 3206971

  • JASON BELL

    Chief Investment OfficerCRD 2464546

Contacts

3 of 15

  • George Sutcliffe

    Vice President of OperationsCRD 7643862

  • JUSTIN AMIT

    Investment ManagerCRD 6209132

  • JASON MARTIN

    Director of Retirement PlansCRD 4567691

Unlock 12 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 61

Active vs passive

$465M in ETFs

Passive

70%

$324M

Active

30%

$141M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TAX-MANAGED FUNDS (VEA)VanguardPassiveForeign Large Blend$54M842,31811.61%
Unlock additional holdings →

Location

Primary office

ROSEVILLE, CA

PLACER

Location

ROSEVILLE, CA

Headquartered in ROSEVILLE, CA, anchoring the Sacramento-Roseville, CA metro in the West.

Metro area
Sacramento-Roseville, CA
Region
West
County
PLACER
Address
1420 Rocky Ridge Dr
Time zone
PT (UTC-8)
Office locations

Similar firms

BULMAN WEALTH GROUP

RIA

ROSEVILLE, CA

AUM $283MTEAM 15REPS 8

STERLING RETIREMENT GROUP OF SACRAMENTO

RIA

ROSEVILLE, CA

AUM $253MTEAM 4REPS 4

WE ALLIANCE WEALTH ADVISORS, INC.

RIA

ROSEVILLE, CA

AUM $233MTEAM 9REPS 5

PINNACLE WEALTH MANAGEMENT, LLC

RIA

ROSEVILLE, CA

AUM $211MTEAM 5REPS 3

HANSEN & ASSOCIATES FINANCIAL GROUP INC.

RIA

ROSEVILLE, CA

AUM $202MTEAM 4REPS 4

STAINES FINANCIAL, LLC

RIA

ROSEVILLE, CA

AUM $169MTEAM 9REPS 4
More RIAs in ROSEVILLE →All California RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth