Capital Partners Investment Group

RIASEC Registered
Total AUM
$40.3M
Discretionary
$40.3M
100% of AUM
Avg account
$1.1M
Accounts
36
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
294889
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI93.46%
  • Individuals6.05%
  • Charitable Organizations0.49%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Capital Partners Investment Group is an independent registered investment adviser organized as a corporation and owned by an individual. The firm serves both individual and family clients as well as institutional clients, providing financial planning, portfolio management for individuals and small businesses, and pension consulting services. Revenue is generated through a mix of percentage-of-AUM fees, hourly charges, and fixed fees. The firm also operates as an insurance broker. It does not describe itself as an active ESG investor and is not presented as a multi-state adviser in the source data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 94%, Cash & Cash Equivalents 6%94%
  • Exchange Traded Equities94%
  • Cash & Cash Equivalents6%

Contacts

1 of 1
  • Douglas Dial

    Douglas Dial

    PresidentCRD 2237092

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth