CAPITAL INVESTMENT MANAGEMENT

Overview

Capital Investment Management is an independent registered investment adviser operating as a small, owner-led corporate RIA that focuses on individuals, families and small-business clients. The firm’s advisory work centers on fee-based portfolio management and financial planning, with a straightforward percentage-of-AUM fee model. Investment activity tilts toward pooled public funds—primarily mutual funds—with client portfolios constructed around those vehicles rather than large, concentrated single-stock bets. Capital Investment Management does not identify as an active ESG investor and appears to operate on a more localized footprint rather than as a multi-state or national advisor. Manager allocation interest is conservative and pragmatic: public mutual funds make up the core of blended portfolios, while the firm supplements those holdings with targeted alternative exposures—specifically private placements and real estate—when client suitability and liquidity profiles allow. The firm’s mandate is oriented toward individual and family wealth management rather than institutional pension consulting or broad capital allocation mandates.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices