Capital Bank and Trust Company

RIASEC RegisteredEst. 2014

Total AUM

$251B

Discretionary

$251B

100% of AUM

Avg account

$427M

Accounts

588

Employees

106

Advisory reps

Firm details

Headquarters: Irvine, California
CRD number: 170017
Registered since: February 26, 2014
Website: www.capitalbank.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM
Client types: Pooled Investment Vehicles98.14%
HNWI1.61%
Charitable Organizations0.25%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Capital Bank and Trust Company operates as an institutional RIA embedded within a bank and trust framework. The firm is SEC-registered (registration year 2014) and serves both individual & family clients and institutional clients. Its advisory mandate includes portfolio management for pooled investment vehicles and for businesses or institutions, while its corporate activities span trust-company and CPO/CTA functions and broker-dealer/insurance-company affiliations. Fees are charged as a percentage of assets under management. The firm identifies as an active ESG investor and is recorded as a related adviser to other entities.