CAPITAL ANALYSTS
Firm details
- Headquarters
- FORT WASHINGTON, Pennsylvania
- CRD number
- 162200
- Registered since
- April 17, 2012
- Website
- www.capitalanalysts.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI52.63%
- Individuals43.52%
- Corporations / Businesses2.37%
- Pension & Profit Sharing Plans1.14%
- Charitable Organizations0.34%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Capital Analysts is an SEC-registered investment adviser formed in 2012 and organized as an LLC. The firm serves both individual and family clients as well as institutional and business clients, offering portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting services and manager selection. Its revenue model combines asset-based fees and fixed fees. Capital Analysts reports being an active ESG investor and lists a set of industry affiliations that include broker-dealer, other investment adviser, accounting and law firms, insurance companies and real estate broker relationships, reflecting a hybrid operational footprint with distribution and insurance connections.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds79%
- Exchange Traded Equities16%
- State & Local Bonds2%
- US Government Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 21PAMELA MIDDLETON
CEOCRD 1145902
COLLEEN CALLAHAN
CEOCRD 1792516
LARRY SOKOLOW
Chief Executive OfficerCRD 430195
Contacts
3 of 625CASEY CALDWELL
Financial AdvisorCRD 6200782
CHRISTINA BROYLES
Registered RepresentativeCRD 5439704
DALE MINGLEDORFF
Financial AdvisorCRD 5125169
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,038Active vs passive
$3.8B in ETFs
52%
$2B
27%
$1.8B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $304M | 3,975,707 | 8.06% |
Location
FORT WASHINGTON, PA
MONTGOMERY
Location
FORT WASHINGTON, PA
Headquartered in FORT WASHINGTON, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- MONTGOMERY
- Address
- 601 Office Center Dr
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
THRIVE CAPITAL MANAGEMENT, LLC
RIAFORT WASHINGTON, PA
EQUITA FINANCIAL NETWORK, INC.
RIAFORT WASHINGTON, PA
BARRISTER
RIAFORT WASHINGTON, PA
TIFF INVESTMENT MANAGEMENT
RIARADNOR, PA
FS Real Estate Advisor, LLC
RIAPHILADELPHIA, PA
WEALTHCARE ADVISORY PARTNERS LLC
RIAWEST CHESTER, PA