CANTERBURY INVESTMENT MANAGEMENT, LLC

RIASEC RegisteredEst. 2003
Total AUM
$69.8M
Discretionary
$66.5M
95% of AUM
Avg account
$691K
Accounts
101
Employees
2
Advisory reps
2

Firm details

Headquarters
ZIONSVILLE, Indiana
CRD number
125680
Registered since
March 14, 2003
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI76.04%
  • Investment Companies11.98%
  • Individuals11.56%
  • Other Investment Advisers0.42%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Canterbury Investment Management, LLC is a small SEC-registered RIA that runs a predominantly equity-focused advisory practice. The firm favors separately managed account (SMA) equity strategies and exchange-traded vehicles as its primary allocation tool, while also using mutual funds and third‑party alternative funds to complement core equity exposure. Advisory work spans individuals and families as well as institutional clients, and the firm offers portfolio management for individuals, businesses and investment companies along with educational seminars and workshops. Canterbury charges fees as a percentage of assets under management and does not characterize itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 93%, Cash & Cash Equivalents 7%93%
  • Exchange Traded Equities93%
  • Cash & Cash Equivalents7%

Owners & executives

1 of 1
  • THOMAS HARDIN

    Chief Investment OfficerCRD 838414

Contacts

1 of 1
  • KIMBERLY CUSTER

    Co-Founder and Managing DirectorCRD 3070629

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

ZIONSVILLE, IN

BOONE

Location

ZIONSVILLE, IN

Headquartered in ZIONSVILLE, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
BOONE
Address
23 E Cedar St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth