CANDACE SHIRA ASSOCIATES, LLC

RIASEC RegisteredEst. 2013

Total AUM

$443M

Discretionary

$434M

98% of AUM

Avg account

$519K

Accounts

855

Employees

Advisory reps

Firm details

Headquarters: PITTSFORD, New York
CRD number: 165984
Registered since: January 3, 2013
Website: www.candaceshira.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI78.59%
Individuals19.55%
Other1.87%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Candace Shira Associates, LLC is an independent registered investment adviser organized as a corporation and SEC-registered since 2013. The firm serves individual and family clients and combines financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. It also operates as an insurance broker and offers fee arrangements by percentage of assets under management as well as hourly and fixed fees. The firm identifies itself as a capital allocator and does not position as an active ESG investor or a multi‑state adviser. The business model appears geared toward personalized wealth management for a concentrated client base, with in‑house planning and discretionary portfolio management supplemented by third‑party manager selection and insurance products when appropriate.