Brown Brothers Harriman Mutual Fund Advisory Department

RIASEC RegisteredEst. 2001
Total AUM
$7.2B
Discretionary
$7.2B
100% of AUM
Avg account
$1B
Accounts
7
Employees
48
Advisory reps
48

Firm details

Headquarters
New York, New York
CRD number
111231
Registered since
May 30, 2001
Fee structure
Percentage of AUM
Client types
  • Investment Companies95.02%
  • Pooled Investment Vehicles4.98%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Brown Brothers Harriman Mutual Fund Advisory Department is the mutual-fund advisory arm of a larger private banking and custodial organization that acts as a capital allocator for institutional clients. Registered with the SEC since 2001, the group operates under a percentage-of-AUM fee model and identifies its client base as institutional. Its advisory remit centers on managing portfolios for registered investment companies and pooled investment vehicles. The department also has banking and CPO/CTA activities on its business slate and reports being an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Houda Kallash

    Houda Kallash

    Chief Legal OfficerCRD 5769016

  • Gavin Clemons

    Gavin Clemons

    Partner & Chief Investment StrategistCRD 2152999

  • Justin Reed

    Justin Reed

    Partner, Chief Investment OfficerCRD 5019571

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Contacts

3 of 44
  • William Tyree

    William Tyree

    Managing PartnerCRD 2743965

  • Christopher Mccabe

    PartnerCRD 3046103

  • Lewis Hart

    PartnerCRD 4985092

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 481

Active vs passive

$6.3B in ETFs

Passive

66%

$4.1B

Active

12%

$2.2B

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$1.9B2,471,91229.37%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
Ridge St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth