Brookstone Capital Management LLC

RIASEC RegisteredEst. 2007
Total AUM
$12.8B
Discretionary
$12.8B
100% of AUM
Avg account
$156K
Accounts
81,900
Employees
405
Advisory reps
340

Firm details

Headquarters
Wheaton, Illinois
CRD number
141413
Registered since
June 20, 2007
Website
www.brookstonecm.com
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals86.4%
  • HNWI12.91%
  • Corporations / Businesses0.69%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Brookstone Capital Management LLC is an independent registered investment adviser organized as an LLC and operating since 2007. The firm serves both individual and family clients as well as institutional accounts, offering financial planning, portfolio management for individuals and small businesses, third-party manager selection, and investor education through seminars and workshops. Its fee schedule includes asset-based charges alongside hourly and fixed-fee arrangements. Brookstone identifies as an active ESG investor and has been recognized on FA Magazine’s Top RIA Firms list in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 55%, Public Funds/Mutual Funds 15%, Investment Grade Corp Bonds 10%, Other 8%, US Government Bonds 5%, Non-Investment Grade Corp Bonds 2%, Derivatives 2%, Cash & Cash Equivalents 2%, State & Local Bonds 1%55%
  • Exchange Traded Equities55%
  • Public Funds/Mutual Funds15%
  • Investment Grade Corp Bonds10%
  • Other8%
  • US Government Bonds5%

Owners & executives

3 of 32
  • April Crews

    April Crews

    Co-ceoCRD 5713624

  • Stephen Arnold

    Stephen Arnold

    Founder and CEOCRD 5086694

  • Marsha Harris

    Marsha Harris

    Founder and CEOCRD 4031182

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Contacts

3 of 308
  • Nicholas Royer

    Nicholas Royer

    Master Registered Financial ConsultantCRD 5686921

  • Kevin Pulliam

    Kevin Pulliam

    Financial AdvisorCRD 5699439

  • Richard Pucciarelli

    Richard Pucciarelli

    ​President and FounderCRD 5752792

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1,653

Active vs passive

$14.3B in ETFs

Passive

66%

$9.5B

Active

28%

$4.8B

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD VALUE INDEX FUND (VTV)VanguardPassiveLarge Value$247M1,134,6111.73%
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Location

Primary office

Wheaton, IL

Du Page

Location

Wheaton, IL

Headquartered in Wheaton, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Du Page
Address
1745 S Naperville Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth