Brookstone Asset Management, LLC
Firm details
- Headquarters
- Wheaton, Illinois
- CRD number
- 153467
- Registered since
- November 28, 2011
- Website
- www.brookstoneam.com
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
Brookstone Asset Management, LLC is a privately held institutional RIA that is SEC-registered (registration year 2011). The firm serves institutional clients and charges fees as a percentage of assets under management. Its stated advisory activity includes portfolio management for investment companies. Ownership is a mix of a domestic entity and individual stakeholders. Brookstone does not present itself as an active ESG investor and is not described as a multi-state or newly formed adviser. The firm maintains industry relationships with other investment advisers, a law firm, and an insurance company. Brookstone appeared on the Financial Times’ Top 300 RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Matthew Lovett
Chief Compliance OfficerCRD 3094561
Mark Diorio
Chief Investment OfficerCRD 2880717
Darryl Ronconi
President, COOCRD 5397946
Contacts
3 of 3Joel Vanwoerkom
Investment AdvisorCRD 5778840
Nadim Zayed
Founder and PresidentCRD 3267818
Jason Crump
Vice President, PartnerCRD 4096604
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 226Active vs passive
$341M in ETFs
85%
$290M
1%
$50.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FORMULAFOLIOS TACTICAL INCOME ETF (FFTI) | $30.8M | 1,272,715 | 9.04% |
Location
Wheaton, IL
Du Page
Location
Wheaton, IL
Headquartered in Wheaton, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Du Page
- Address
- 1745 S Naperville Rd
- Time zone
- CT (UTC-6)
- Office locations
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