Brookfield Securities LLC

Broker-DealerFINRA MemberEst. 2024
Total AUM
Advisory reps
14
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
327792
Registered since
June 4, 2024

Firm profile

FINTRX

Overview

Brookfield Securities LLC is organized as a limited liability company and is classified as an investment bank in FINTRX’s snapshot. The firm is listed as SEC-registered in 2024 and shows mixed ownership by a domestic entity and an individual. The available profile does not document fee schedules, client segments, or detailed business and advisory activities. FINTRX also flags the firm as not acting as a capital allocator and not identifying as an active ESG investor; it is not listed as a multi-state adviser, pension consultant, or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 14
  • Stephen Lande

    Stephen Lande

    Senior Vice PresidentCRD 5158600

  • George Kremers

    George Kremers

    Registered RepresentativeCRD 6188282

  • Rafael Beck

    Rafael Beck

    Senior Managing DirectorCRD 5718571

Unlock 11 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
225 Liberty St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth