Broker One

Overview

Broker One operates as a small, owner-run advisory practice focused on portfolio management for individuals and small businesses. The firm functions as a registered representative of a broker-dealer and charges clients on a percentage-of-AUM basis. Its stated investment preference skews toward equities; the firm’s asset mix and custody relationships indicate a practice that deploys exchange-traded equities and pooled products as core building blocks, while using third-party managers for select alternative exposure in real estate. Broker One is not an active ESG investor and is structured as a domestic sole proprietorship, which reinforces a boutique, client-facing delivery model rather than a multi-state or institutional platform.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices