CASTFIRM ADVISORS LLC

RIASEC RegisteredEst. 2026
Total AUM
$30M
Discretionary
$30M
100% of AUM
Avg account
$882K
Accounts
34
Employees
3
Advisory reps
3

Firm details

Headquarters
GARDEN CITY, New York
CRD number
327519
Registered since
May 1, 2026
Website
www.castfirm.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI83.33%
  • Individuals16.67%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Castfirm Advisors LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2026. The firm focuses on financial planning and portfolio management for individuals and small businesses, serving predominantly individual and family clients. Its fee arrangements include both percentage-of-AUM and fixed-fee structures. Castfirm reports an affiliation with a law firm, and it does not characterize itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 45%, Non-Exchange Traded Equities 40%, US Government Bonds 5%, State & Local Bonds 5%, Cash & Cash Equivalents 5%45%
  • Exchange Traded Equities45%
  • Non-Exchange Traded Equities40%
  • US Government Bonds5%
  • State & Local Bonds5%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1

  • DEREK ELPHICK

    Chief Investment OfficerCRD 6504706

Contacts

2 of 2

  • Robert Schetty

    PartnerCRD 7127405

  • James Rudolph

    Founder & PartnerCRD 6804833

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

GARDEN CITY, NY

NASSAU

Location

GARDEN CITY, NY

Headquartered in GARDEN CITY, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NASSAU
Address
377 Oak St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth