Broadway Financial Management LLC

Overview

Broadway Financial Management LLC is a small, owner-operated advisory firm that focuses on portfolio management for individuals and small businesses. The firm operates under a fee model that includes both percentage-of-assets and fixed fees, and its business activities include accounting services, which suggests an emphasis on tax-aware planning and integrated financial recordkeeping. Broadway is not an active ESG investor and does not present itself as a multi-state adviser or a capital allocator; its target client base is individual and family clients rather than institutional or pension plans. Investment activity centers on public equities as the primary building block for client portfolios, with a clear preference for exchange-traded instruments. The firm uses external third-party managers for alternative allocations in real estate, indicating a willingness to complement equity exposure with real asset strategies. Given the small client base and single-office footprint, the firm likely emphasizes customized portfolios and hands-on service rather than standardized, large-scale model delivery.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices