Shaller Associates

Overview

Shaller Associates operates as a sole proprietorship focused on financial planning and portfolio management for individuals and small businesses, with accounting listed among its business activities. The firm uses a percentage-of-AUM fee model and appears to operate in a non-discretionary capacity, meaning client approval is typically required for trading or implementation. The firm is not positioned as an active ESG investor, does not act as a capital allocator to third-party alternative managers, and is not registered as a multi-state adviser. Investment activity centers on publicly offered investment vehicles rather than direct holdings or bespoke private investments. Manager allocation interest is minimal by third‑party alternatives — the filing shows the firm relies on public mutual funds to construct client portfolios rather than separate-account mandates or external alternative managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices