Bright Rock Capital Management LLC

RIASEC RegisteredEst. 2010
Total AUM
$536M
Discretionary
$536M
100% of AUM
Avg account
$268M
Accounts
2
Employees
5
Advisory reps
5

Firm details

Headquarters
Hanover, Massachusetts
CRD number
152820
Registered since
February 18, 2010
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Bright Rock Capital Management LLC is an institutional RIA organized as an LLC and registered with the SEC since 2010. It serves primarily institutional clients and charges fees as a percentage of assets under management. The firm performs portfolio management for investment companies and also engages in broker-dealer activities: it is registered as a broker-dealer/registered representative and lists insurance-broker and banking activities among its business lines. Bright Rock is not flagged as an active ESG investor, is not a multi-state adviser, and is not designated as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • David Smith

    David Smith

    Managing Director, Chief Investment OfficerCRD 2079844

Contacts

3 of 4
  • Douglas Butler

    Douglas Butler

    Senior Vice President, Director of ResearchCRD 2238791

  • Garth O'leary

    AVPCRD 2923859

  • Luca Pirondini

    Research AnalystCRD 7564663

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$5.7M in ETFs

Passive

100%

$5.7M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES US ENERGY ETF (IYE)BlackRockPassiveEquity Energy$5.7M100,000100.00%

Location

Primary office

Hanover, MA

Plymouth

Location

Hanover, MA

Headquartered in Hanover, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Plymouth
Address
2036 Washington St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth