Breakwater Capital Group
Firm details
- Headquarters
- Paramus, New Jersey
- CRD number
- 321097
- Registered since
- May 19, 2022
- Website
- breakwatercapitalgroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI94.99%
- Individuals5.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Breakwater Capital Group is an independent registered investment adviser (SEC-registered in 2022) that serves individual and family clients. The firm operates as a capital allocator and provides a mix of advisory services including financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for institutions, manager selection, and client education through seminars and workshops. Its fee arrangements include asset-based fees as well as hourly and fixed-fee engagements. Breakwater does not position itself as an ESG-focused investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds72%
- Exchange Traded Equities20%
- US Government Bonds2%
- Investment Grade Corp Bonds2%
- Other2%
Owners & executives
2 of 2
Thomas Mullen
Partner, Chief Operating OfficerCRD 4386056
Jeffrey Hanson
Chief Investment OfficerCRD 4388385
Contacts
2 of 2
Madeline Barconi
PartnerCRD 6571205
James Fonzi
TraderCRD 6918806
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 230Active vs passive
$725M in ETFs
80%
$583M
19%
$142M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN US QUALITY FACTOR ETF (JQUA) | JP Morgan | Passive | Large Blend | $32.1M | 444,100 | 4.43% |
Location
Paramus, NJ
Bergen
Location
Paramus, NJ
Headquartered in Paramus, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Bergen
- Address
- 140 E Ridgewood Ave
- Time zone
- ET (UTC-5)
- Office locations
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