Bluefin Capital Management, LLC

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
23
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
113892
Registered since
September 10, 2001

Firm profile

FINTRX

Overview

Bluefin Capital Management, LLC is an SEC-registered limited liability company formed in 2001. The firm is listed as owned by a domestic entity and an individual and is classified as unclassified in the source snapshot. Several operational flags are negative: it is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser according to the snapshot, and it does not list pension consulting or related-adviser status. The firm has provided minimal public description of its core business or advisory activities. Public regulatory filings and the firm's 13F data point to activity in publicly traded securities rather than private-market or bespoke wealth-management mandates. Beyond the regulatory identifiers and these filings, there is little public detail about target client segments or fee structure.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Michael Kole

    Michael Kole

    Chief Financial OfficerCRD 4854378

  • Arthur Duquette

    CEO and PrincipalCRD 3158046

Contacts

3 of 21
  • Paul Rosenbaum

    Paul Rosenbaum

    Fixed Income TraderCRD 4891311

  • Jonathan Good

    Jonathan Good

    Portfolio ManagerCRD 5702160

  • Nathaniel Canter

    Product ManagementCRD 4894374

Unlock 18 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 14

Active vs passive

$90.4M in ETFs

Passive

49%

$44.5M

Active

10%

$45.8M

ETFProviderStyleCategoryValueShares% of portfolio
ERSHARES PRIVATE-PUBLIC CROSSOVER ETF (XOVR)$31.6M1,502,44335.00%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
41 Madison Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth