BLUEFIN CAPITAL MANAGEMENT, LLC

Broker-DealerFINRA MemberEst. 2001

Total AUM

—

Advisory reps

24

Avg account

$0

Firm details

Headquarters: New York, New York
CRD number: 113892
Registered since: September 10, 2001
Website: www.bfcm.com

Firm profile

FINTRX

Overview

Bluefin Capital Management, LLC is a limited liability company that has been SEC-registered since 2001. The firm is listed as owned by a domestic entity and an individual and is classified as unclassified in the snapshot data. The record indicates Bluefin is not identified as a capital allocator, does not present itself as an active ESG investor, and is not flagged as a multistate adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

2 of 2

MICHAEL KOLE
Chief Financial OfficerCRD 4854378
ARTHUR DUQUETTE
CEO and PrincipalCRD 3158046

Contacts

3 of 22

PAUL ROSENBAUM
Fixed Income TraderCRD 4891311
JONATHAN GOOD
Portfolio ManagerCRD 5702160
Nathaniel Canter
Product ManagementCRD 4894374

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 10

Active vs passive

$47.5M in ETFs

Passive

78%

$37M

Active

22%

$10.4M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ALPHA ARCHITECT 1-3 MONTH BOX ETF (BOXX)	Alpha Architect	Active	Ultrashort Bond	$10.5M	90,000	22.04%

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Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: NEW YORK
Address: 41 Madison Ave
Time zone: ET (UTC-5)
Office locations

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